A. Zimmerling
A. Zimmerling
IMLR MSPU / Institute of linguistics RAS
1P ORDERS IN 2P LANGUAGES1
1. Research problem
I discuss the phenomenon of Information Structure (IS) motivated clausalinitial placement of diagnostic categories conventionally labelled clausal second
(2P) elements, notably, finite verbs in Verb Second languages (V2) and clustering
clause-level clitics in Clitic Second Languages (CL2). The main research question
is whether V1 orders in V2 languages and CL1 orders in CL2 languages have
identical IS-triggers or not. If the answer is positive, one gets additional support
for the hypothesis that V2 languages and CL2 languages form together one class
in terms of shared constraints on clause structure.
2. Framework, data and methodology
I use the apparatus of formal typology and apply the notion of type-specific i.e.
shallow constraints on clause structure, in terms of Roberts [10]. The diagnostics
for 2P languages is based on the so called bottleneck condition predicting two
features: a) that a combination of two (or more) phrasal categories X, Y preceding
the finite verb in a V2 language / the clustering clitics in a CL2 language should be
ungrammatical; b) that the XP-position in the diagnostic type of V2 declaratives /
any clause type with CL2 is not reserved for any particular syntactic category (e.g.
NP) and does not express any particular grammatical relation (e.g. subject). The
bottleneck condition gives us a large class of CL2 languages attested in different
areas and a small of class of Germanic V2 languages, the language of Kashmiri, cf.
Bhatt [1], and several Romance idioms influenced by neighbor V2 Germanic
languages. I adhere to classical definitions of V2 based on the bottleneck condition,
cf. Vikner [12] and Zimmerling & Lyutikova [21] and deny the existence of the so
called residual V2 languages which license a variation of V2 ~ V > 2 orders in the
same diagnostic type of declarative clauses. Unlike Holmberg [5], Wolfe [13], Bech
1 The paper is written with financial support from the Russian Science
Foundation, project RFH 14-18-03270. I am grateful to the anomymous reviewers,
to the audience of Typology of Morphosyntactic Parameters 2015 (Moscow, 14-16
Ocʕober, 2015Ŋ and, perʔonally, ʕo Aʕle GrЛnn and Liza Kuʔhnir for ʕhe helpful
comments. I am also grateful to Tatiana Yanko for the discussion of information
structure issues and to Loren Billings for the discussion of Rikavung data.The sole
responsibility for all shortcomings is on the author.
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1p orders in 2p languages
& Salvesen [3], I do not classify Old and Modern English and Old Romance
languages with the 2P class and exclude them from my sample. A group of CL2
languages licenses derived orders with late placement of clitics [X] Y CL, cf.
Zimmerling & Kosta [20: 197]; this does not count as 2P violation, insofar CL2
placement is blocked by some feature of the clause-initial element. Instances of late
finite verb placement in the same diagnostic type of declarative clauses in the in
true V2 languages are extremely rare, cf. but Swedish, where the modal adverbial
kanske competes with the finite verb for the 2P slot, cf. Platzack [9]. The main
differences between V2 languages and CL2 languages, apart from late placement
constructions, are due to two features: a) clitics clusterize in clausal 2P, finite verbs
do not; b) V2 is a root phenomenon primarily characteristic of main clause
declaratives, while CL2 is usually generalized in all types of clauses, see
Zimmerling [19] for details.
A descriptive schema of 2P needs four symbols a symbol of clausal (left)
border (#), a symbol of the preverbal or preclitic constituent (XP) and symbols for
the pivotal category the finite verb (Vfin) or clustering clitic (CL), as represented
by (G)eneralization 1.
(G1) #XP
Vfin, /CL *#XP
Y
Vfin/CL
The bottleneck condition is crucial for 2P diagnostics. It predicts two features
of 2P syntax: a) that a combination of two (or more) phrasal categories X, Y
preceding the finite verb in a V2 language / the clustering clitics in a CL2 language
should be ungrammatical; b) that the XP-position in the diagnostic type of V2
declaratives / any clause type with CL2 is not reserved for any particular syntactic
category (e.g. noun phrase) and does not express any particular grammatical
relation (e.g. subject). In other words, the XP-position in a 2P language can be filled
by any element in an OR-expression {Cat1 Cat2 … ɤaʕn}, but simultaneous
spell-out of two or more hierarchically independent categories in XP is blocked:
*#{XP Cat1 & Cat2 &… ɤaʕn} Vfin/CL. Parsing of well-formed 2P structures is
licensed by a combination of an OR-expression filter, which lists sentence
categories that fill XP in language L, and an &-expression filter which determines
which types of expressions count as single constituents when filling XP in
language L, and which do not [19].
3. Hypothesis
I assume that the bottleneck condition G1 results from a combination of head
movement of the diagnostic category to 2P & accompanying XP-movement of
phrasal categories to clausal-initial position and that, with 1P orders, the diagnostic
category moves further than its canonic position. V1 orders in V2 languages always
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A. Zimmerling
have IS-triggers, while CL1 orders in some cases have IS-triggers and in some other
cases can be motivated by prosody/interface mechanisms.
4. Analysis
At the first step, I classify all V2 languages into two groups V1/V2 languages,
where V1 declaratives are regularly used in standard narrative texts and V1 orders
are linked with a wide number of different IS-readings rheme dislocation, verb
focalization, verb topicalization, theticity
vs. rigid V2 languages, where V1
sentences are marginally possible in substandard oral narratives and have fixed
IS-readings. The majority of V2 languages, cf. Old Icelandic, Old Swedish, Old
Saxon, Old High German, Modern Icelandic, Faroese, Yiddish and Kashmiri are
V1/V2 languages, while Danish, Swedish, Norwegian, German, Dutch, Flemish and
Afrikaans are rigid V2 languages.
4.1. V1/V2 languages
Old Icelandic example (1) shows rheme dislocation in a categorical sentence,
while Old Swedish example (2) is a thetic sentence. The symbol # stands for clausal
left border, the symbol t shows the original position of the moved category in a
generative framework with movement. The basic word order in Old Icelandic and
Old Swedish is SVO or XP V, cf. Zimmerling [17], while V > 2 orders in main
clause declaratives do not occur. The example (1) is taken from a Saga narrative
and hightlights an episode linked to a particular individual, whose name is
Sigmundr, while (2) comes from a law code, where a hypothetical situation is
analyzed in terms of legal obligations for having left a dead body on a battlefield.
(1) Old Icelandic, V1/V2:
#{Kemri }
Sigmundr
ti {til dura}.
Come-Prs.3Sg.Ind Sigmundr-Nom.Sg.
to door-Gen.Pl.
And Sigmundr komeʔ up ʕo ʕhe doorʔ
(2) Old Swedish, V1/V2
#Ligghaeri
lik
ti at wigwalli.
Lie-Prs.3Sg.Ind corpse-Nom.Sg.
at battlefield-Dat.Sg.
There lieʔ a corpʔe on ʕhe baʕʕlefield .
V1 orders in V1/V2 languages can also be mapped to other IS types. The verb
fronting can also involve verb focalization in contexts where the postverbal part of
the sentence contains already activatived information or verb topicalization. Cf.
Zimmerling [17: 362-366] for Old Icelandic, Zimmerling [17: 457-459] for Middle
Norwegian, Bhatt [1: 117] and Zimmerling [18: 193] for Kashmiri1. Arguably the
1
Bhatt (op. cit., 117) interpretes the V1 data in Kashmiri differently and claims
that all V1 Kashmiri declaratives are Topic-Comment structures without a topic.
461
1p orders in 2p languages
same verb fronting conditions are attested in non-V2 SVO and SOV languages as
e.g. Latin, Hungarian, Old Greek, Portuguese, Alyawarra, Archi, cf. Yanko [14: 222223], Ossetic and Russian, cf. Zimmerling & Lyutikova [21]. If V1 sentences are
frequent and occur in texts of a different type, the prediction is that the V1 order
is communicatively opaque and can be mapped to different IS types. In this respect,
V1/V2 languages do not differ from non-V2 languages with IS-motivated verb
fronting, in any case, the opposite hypothesis must be proved on an individual
basis. This statement is captured in the generalizion (G2) below.
(G2) If a language is a V1/V2 system conforming to (G1), V1 declaratives can be
linked with at least two different IS-readings. If a language is a rigid V2 system
conforming to (G1), V1 declaratives are associated with one shared IS-reading.
4.2. Rigid V2 languages
In rigid V2 languages V1 orders are occasionally licensed in special pragmatic
contexts e.g. in thetic sentences with inferential semantics, cf. the German
examples (3ab) and the Swedish example (4):
(3) German, V2
a. #<Hans Zender?>
#Kenni
ich
ti
H.Z.
know-Prs.1Sg.Ind
ihn
nicht.
Pron-3Sg.M.
not
<Hanʔ ZenderŠ> I <really> don ʕ know <him> .
b. #<Noch ein
Sʕűck Kuchen?>
#Habei
Further Det.3 piece pie
have-Prs.1Sg.Ind
ich
ti nichts
da
gegen.
1Sg
not
against
<One more piece pie?> I do not object.
(4) Swedish, V2
#Såi
jag
ti den nyss på
bordet.
See-Prt. 1Sg
now on
table-Def.
<Where iʔ iʕŠ> I have <juʔʕ> ʔeen iʕ on ʕhe ʕable .
Sʕill hiʔ example (53bŊ <X firʔʕ wanʕed ʕo by Y, ʕhen he wanʕed ʕo buy Z,> bought
that junk piece of U, eventually> is most likely a Topic Comment structure with
a topicalized verb and different from examples like (52c), where the verb is part of
a Rheme. Therefore, we prefer classify Kashmiri with V1/V2 languages, not with
rigid V2 languages.
462
A. Zimmerling
V1 structures in (3) (4) can be regarded elliptical from the viewpoint of
codified German and Swedish 1. In (3aŊ, ʔubjecʕ pronoun ich I iʔ dropped. In (3bŊ,
the postverbal subject is present but the deictic prefix da- is dropped. In (4) the
object pronoun den is dropped. It is unclear whether ellipsis of arguments is a
regular condition for licensing of V1 structures like (3)-(4) as Reis [11: 218] has
suggested for German, or just a side effect of less formal speech.
I analyze sentences like (3), (4) as indirect speech acts rather than true
declaratives: verb fronting amounts here to adding an overt discourse particle.
Some rigid V2 languages like modern German marginally license V1 categorical
sentences with rheme dislocation in lively oral narratives. In (5a), the rheme
{F sitzen {FProperbeim Stammtisch}} is split due to verb movement to V1 across the
subject position. The same communicative strategy with text-initial V1 categorical
sentences with rheme dislocation is common in oral narratives attested in non-V2
languages, cf. Yanko [14: 201] for Russian. Meanwhile, Russian, unlike German,
normally avoids V1 declaratives in subsequent sentences introducing direct speech,
cf. example (5b) placed in the same text right after (5a).
(5) German, V2
a. #{FSitzeni}
vier Ärzʕe
ti
{FProperbeim
Sit-Prs.3Pl.
four doctor-Nom.Pl.
by-Det.Dat.Sg.M.
Stammtisch}.
wood.table.Dat.Sg.M.
<Introduction of a story about doctors>. Four doctors are sitting in a
pub aʕ ʕhe ʕable
b. #{FSteht}
der
Augenarzt
{FProperauf}
Stands-Prs.3Sg. Det.Nom.Sg. eye.doctor.Nom.Sg. up
und {FPropersagt}:
and say-Prs.3Sg.
Ich gehe
jetzt. Man sieht
ʔich .
I
go-Prs.1Sg. now. Indef see-Prs.3Sg Refl
The oculiʔʕ ʔʕandʔ up and ʔayʔ: <I am leaving. We ll ʔee each oʕher
laʕer.
V1 declaratives with rheme dislocation are also attested in Flemish oral
narratives, cf. (6a) and (6b) which come from one and the same text.
1
In the notation of elided categories, we proceed with the assumption that
postverbal subjects always precede postverbal objects in Swedish and German with
the basic word order. For German, this is a simplification since this language has
subject-object scrambling in the middle field, cf. Zimmerling [18: 176].
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1p orders in 2p languages
(6) Flemish, V2.
a. #{FVerhuis}
ik
{FPropernaar een
Move-Pres.1.Sg. 1Sg to
a
<Imagine> I move ʕo a differenʕ room...
b. #{FZitten}
daar {FProperkakkerlakken}.
Sit-Prs.3Pl. there cockroach-3Pl.
…And cockroacheʔ are ʔiʕʕing ʕhere.
andere
different
kamur}.
room.
4.3. Diagnosing V1/V2 languages and V1 declaratives
The diagnostics of V1/V2 languages vs V2 languages on the basis of (G2) is by
and large unproblematic given the small number of V2 languages conforming to
(G1). However, there are borderline cases, where identifying a language as a rigid
V2 system vs V1/V2 systems partly depends on linguistic tradition. E.g., Modern
German is recognized as a rigid V2 system because V1 declaratives like (3a-b) and
(5a-b) are not accepted in written codified texts. Otherwise, German would pattern
with V1/V2 systems since V1 orders are attested in informal texts both in
categorical and in thetic sentences. V1 orders in German have a broader
distribution than in Kashmiri, they can be both text-initial, cf. (5a) and non-initial,
cf. (5b). Meanwhile, we identified Kashmiri as a V1/V2 system, despite the fact V1
declaratives in this language do not occur text-initially according to Bhatt [1: 120].
Still, non-initial V1 declaratives in Kashmiri can be mapped to IS types. The fronted
verb can boʕh be parʕ of ʕhe rheme, cf. ɣhaʕʕ ʔ example (52cŊ reproduced below aʔ
(7Ŋ, or be ʕhe ʕheme, af ɣhaʕʕ ʔ example (53bŊ reproduced below aʔ (8Ŋ ʔuggeʔʕʔ. (7Ŋ
is best analyzed as an IS with rheme dislocation, while (8) is best analyzed as an IS
with verb topicalization.
(7) Kashmiri, V1/V2.
<A. Az
gatsh-na>
ba skuul.>
Today
go-Neg
I school
Aʔ for ʕoday, I don ʕ wanʕ ʕo go ʕo ʔchool.
B. {Fner} tsI
{Fproper goD razaayi-tal},
pat
karav
Leave you first
blanket-under later will-do
ath-pyaTH mashvar.
this-on
discussion
Firʔʕ you come ouʕ of ʕhe blankeʕ and ʕhen we ll diʔcuʔʔ iʕ.
464
A. Zimmerling
(8) Kashmiri, V1/V2.
<goD oos yetshaan su skuuTar anun, pat
vonun
first was wanting he scooter get
then said
akyaa
vanyi
OK
now
Hyam moTorsaykal> {Tonnun}
{Fmoksarkaryith yi
Buy-Fut mobike
bought(3, m,s) eventually
this
khaTaar
pat}.
junk
then.
Firʔʕ he wanʕed ʕo buy a ʔcooʕer, ʕhen he ʔaid he ll buy a mobike,
evenʕually (iʕ ʕurned ouʕŊ he boughʕ ʕhiʔ piece of junk.
4.4. Functional vs formal explanation of V1 declaratives in V2 languages
Reis [11: 124] explains the distribution of V1 declaratives vs V2 declaratives in
German in term of the event vs fact opposition but this is not a fitting pair of values:
since V2 is a default order in German and other rigid V2 languages, V2 declaratives
are predictably heterogeneous, some of them having the status of facts, some of
them the status of events. Besides, the event vs fact opposition is neutralized in
many contexts. The weaker claim that part of V1 declaratives share some semantic
value related to non-factivity/narrative mode has more empiric adequacy, since V1
sentences with rheme dislocation, like (1), (5a), (6a-b), (7) are primarily associated
with a narrative mode and represent inner vision and recollection rather than
direct description and on-line reportage, cf. Yanko [14: 198]. At the same time,
other types of V1 declaratives, such as inferential thetic sentences, cf. (3a-b), (4),
verb topicalization, cf. (8), verb focalization cannot be explained that way since
they either refer to observable facts, cf. OIcel. LeiРr Б varit Spring comeʔ , or
explicate causal or temporal relations. Cf. typical contexts with verb focalization,
where the fronted verb becomes the rheme since all other elements have already
been acʕivaʕed in diʔcourʔe: Ruʔ. #<Priʔhel bol noj k vraаu.#{FOsmotrel} {Tvraа
bol nogo}. <A paʕienʕ came ʕo a docʕor>. The docʕor examined ʕhe paʕienʕ , liʕ.
Examined ʕhe docʕor ʕhe paʕienʕ , cf. Yanko [14: 206ž1. Finally, encoding of
communicative meanings related to mental reconstruction seems to be associated
in European languages with a different intonation, lexical and syntactic cues, cf.
Yanko [15: 113-117], so the distribution of V1 vs V2 declaratives with rheme
dislocation in V2 languages at best only partly overlaps with the opposition of
narrative vs non-narrative communicative meanings.
1
The formal aspect of deriving Russian sentences with verb focalization is
discussed in Zimmerling [18 : 282].
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1p orders in 2p languages
Reis [11], within a functional approach, and Platzack [9], in a non-cartographic
version of the minimalist framework, attempt at analyzing V1 declaratives in
German and Swedish as defective V2 structures with a silent operator element in
front of the finite verb. This logic is straightforward. If L is a rigid V2 system, the
preverbal position (XP) must be filled in 100 % of diagnostic declarative clauses.
The once chance to escape this vicious circle and explain the existence of V1
declaratives in V2 languages without postulating silent operators in XP is to
assume that all V1 structures in this class of languages lack the illocutionary force
of declaratives. This, as we argued above, is an attractive solution for V1 thetic
sentences like (2), (3a-b) and (4), but not for other V1 structures. Holmberg [5], in
a cartographic version of the minimalist framework, assumes that V2 effects arise
because of two partly independent features a uPhi-feature triggering movement
of finite verbs to some functional head in the C-domain and a [+ EF] feature
triggering movement of phrasal categories to SpecFinP, SpecForceP or any other
projection in the C-domain. Empirically, Holmberg ʔ aʔʔumpʕion ʕhaʕ
uPhi-features and [+ EF] features can be independent amounts to taking V1
declaratives in V2 languages and other apparent deviations from V2 at face value.
Along these lines, the finite verb still may take FinP, ForceP or other functional
heads in the C-domain if no XP-movement takes place and V1 orders like those in
(1) (8) arise. Likewise, if verb movement to FinP, ForceP etc does not depend on
the number of spelled-out constituents in front of the moved verb, V > 3 may arise.
The problem wiʕh Holmberg ʔ analyʔiʔ iʔ ʕhaʕ lifʕing ʕhe reʔʕricʕive boʕʕleneck
condition (G1) and accepting V > 2 main clause declaratives ruins the diagnostics
of V2 languages, while accepting V1 clause declaratives does not.
I conclude that Holmberg is on the right track in assuming that V1 declaratives
and V2 declaratives in V2 languages have different syntax but the analysis in terms
of [+ EF] features is misleading. V1 and V2 declaratives differ not in the presence
of overt vs covert categories in XP1 but in the position of the moved verb. In V1
declaratives, the finite verb raises higher than in V2 declaratives, V1 movement is
always triggered by IS mechanisms that block the movement of phrasal categories
to XP (SpecFinP, SpecForceP etc.). The typological evidence for this solution is that
V1/V2 languages apparently show the same conditions for verb-fronting as those
non-V2 SVO / SVO languages where V1 declaratives are frequent and show a
diversity of IS-readings. This is captured by generalization (G2) proposed for the
1
The idea that finite verbs invariably sit in 2P slot in all diagnostic declarative
clauses in V2 languages, while the filling of XP is optional is much older than
modern generaʕive ʕheorieʔ. Iʕ iʔ fully developed in Diderichʔen ʔ (1946Ŋ
structuralist analysis of Danish word order, cf. Zimmerling [17: 136] for an
overview.
466
A. Zimmerling
diagnostics of V1/V2 systems. Rigid V2 languages in the perspective of the
syntax-to-IS interface are a degraded class of V1/V2 languages where V1
declaratives have a limited distribution and are mapped with fixed IS types.
Otherwise, IS-triggers of V1 declaratives in V1/V2 systems and rigid V2 systems
are similar.
4.5. V1 and clause type shifting
V2 languages and V1/V2 languages make use of V1 orders in non-declarative
clauses, generally in yes-no questions, imperatives and headless relative clauses.
The data from Germanic languages are well-known, for Kashmiri yes-no questions
see Bhatt [1: 120]. V2 is a phenomenon characteristic of a diagnostic group of main
clause declaratives (German, Swedish) or for all declaratives plus some types of
questions (Kashmiri, Afrikaans). V > 3 orders are possible or mandatory in
non-diagnostic declarative clauses [12; 21]. The shift from V2 and V > 2 to V1 in
yes-no questions, imperatives and headless relatives has a different function than
IS-triggered variation within the same clause type it signals that one is dealing
not with declaratives but with a clause with a different illocutionary force. In
Germanic linguistics, V1 orders with clause type shifting as well as V2 orders in
wh-questions have been widely discussed as aspects of V2 syntax. E.g. Platzack [9]
postulates silent imperative and question operators for corresponding Swedish V1
clauses, along the same lines he postulates a null topic operator for V1 Swedish
declaratives like (4). However, V1 orders with clause type shifting and V2 orders
in Wh-question are also characteristic of non-V2 SVO and SOV languages.
5. CL1/CL2 languages
At the second step, I apply the same procedure to CL2 languages and divide
them into CL1/CL2 and rigid CL2 subgroups. CL1/CL2 languages proved to be
extremely rare. This group includes Macedonian (South Slavic), where clustering
pronominal clitics behave as strict 2P enclitics in non-verbal clauses and as 1P/2P
universal clitics in verbal clauses, Rikavung Puyuma (Austronesian), where
clustering clitics behave as strict 2P enclitics in intransitive clauses and as 1P/2P
universal clitics in transitive clauses, Kashibo-Kakataibo (Panoan), where some
clustering clitics behave as 1P proclitics in imperative clauses and interrogative
clauses but as strict 2P enclitics in other clause types and, probably, Slovene (South
Slavic), where clustering clitics can be fronted in declarative clauses. This tentative
classification in terms of CL2 vs CL1/CL2 systems overlaps with a classification of
CL2 languages proposed in Zimmerling [18], Zimmerling & Kosta [20]. The crucial
feature is the contrast of standard systems with clustering 2P clitics that they lack
clitic-and-verb adjacency and conform to the formula #XP ɤL…V ~ #V CL vs.
modified systems with clustering 2P clitics that add a condition on clitic-and-verb
adjacency and license orders like #XP CL V ~ #V CL but not orders like
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1p orders in 2p languages
*XP CL Y V, *V Y ɤL, ŋ#…ɤL Y V, *#...V Y CL. Word order systems
of the first type are called W-ʔyʔʕemʔ ( W ʔʕandʔ for word or Wackernagel Ŋ,
while word order systems of the second type are called W+-systems. In our
selection, Kashibo-Kakataibo and Slovene, where clitic fronting is mostly optional,
pattern with W-systems, while Macedonian and Rikavung Puyuma belong to a
small subgroup of W+-systems where clitic fronting is obligatory in a group of
clauses. I stick to the hypothesis previously put forward in [17: 89; 20: 201-202; 18:
71; 19] and independently, in [4; 2] that the features {+verb-adjacent clitic} and
{+ 2P clitics} are not mutually exclusive and 2P effects in such languages vith verbadjacent clitics, as Tagalog, Cebuano, Bulgarian, Macedonian, Rikavung etc., are
not fake or epiphenominal. Note however that the assumption that W +-systems
and languages with vP-internal clitics like French, Italian, Spanish, Albanian,
Greek etc. have different syntax does not play any substantial role in the discussion
of language data in the following sections since I focus on clitic placement
strategies in different type of clauses, not on general characteristics of word order
systems with clitics. Empirically, the diagnostic criterion for systems with
vP-internal clitics of the Romance type is based on the idea that clause-level
(clustering) clitics in such systems lack a fixed position regarded clausal (left or
right) border, while the clitics invariably remain verb-adjacent regardless of the
linear position of the verb in its clause [17: 85; 18: 76-81; 20: 203]. This criterion is
captured in G(eneralization) 3.
(G3Ŋ #....V….#, # ….[V + ɤLž… ŋ# … V Y ɤL…#, ŋ#...ɤL Y V…#.
(G3) is obviously not compatible with the general condition for 2P languages,
(G1). For the sake of simplicity, I assume here that a language with clustering
clause-level clitics conforms to (G1) if it has 2P effects at least in one type of clauses.
5.1.Slovene
Slovene is a W-system where clustering 2P clitics attach to different types of
clitic hosts maximal projections, complementizers, initial proclitic conjunctions
and even to sententional constituents which is atypical for Slavic languages, cf.
Zimmerling [18: 381]. The placement of Slovene 2P clitics cannot be explained in
purely phonetic terms since Slovene clitics can occur after a pause, e.g. after direct
speech or a sententional constituent. Another remarkable feature of Slovene clitics
is that they allow fronting in declarative clauses. (9a) exemplifies the basic CL2
order, while (9b) with clitic fronting is a marked option for thetic sentences with
inferential semantics.
468
A. Zimmerling
(9) Slovene, CL2.
a. Videl
sem
ga.
See-Past.Prt. CL-Be.Prs.Ind. 1 Sg. CL-3Sg.Acc.M/N
I have ʔeen him/iʕ.
b. #Sem
ga
videl.
CL-Be.Prs.Ind.1Sg. CL-3Sg.Acc.M/N See-Past.Prt.
I have <indeed> ʔeen him/iʕ
Getting the inverted order (9b) with fronted clitics in Slovene brings about an
effect similar to adding an overt discourse particle. The IS-conditions for clitic
fronting in Slovene are similar to IS-conditions triggering V1 thetic sentences with
inferential semantics like (3a-b) and (4) in colloquial German and Swedish. In all
three languages, the fronting of the diagnostic category (verb vs clitic) remains
optional.
5.2. Kashibo-Kakataibo
Kashibo-Kakataibo is a Panoan CL2 language where the distribution of
clustering 2P clitics is strikingly similar to Slovene. Clustering 2P clitics are
described by Zariquey Biondi [16] as elements retaining stress and high tone. They
attach to maximal projections and to sententional constitutents and can / must be
fronted. The clitic template has 6 slots.
Fig. 1. Clitic template in Kashibo-Kakataibo, after Zariquey Biondi (2011).
1
Modality
2
Register
3
Mood
4
Evidentiality
kuni
cerʕiʕudinal
ka narraʕive
ra
inʕerrogaʕive
is
reporʕaʕive
sapi
dubiʕaʕive
kaia
conʕraʔʕive
ri conʕroverʔial
5
Subject
cross-reference
a 3
6
Mirativity/participant
agreement
mënë miraʕive
mina 2
na 1Sing
(na)nuna
1Pl.
pa cerʕiʕudinal, nonproximal to the
addreʔʔee ,
pënë miraʕive, nonproximal to the
addreʔʔee
The possibility of fronting partly depends on the choice of particular clitic,
partly on the clause type. From clitics taking slot 1, kuni cerʕiʕudinal doeʔ noʕ
move out from clausal 2P, while sapi dubiʕaʕive and kaia conʕraʔʕive do.
469
1p orders in 2p languages
(10)
(11)
Kashibo-Kakataibo, CL1/CL2
a. ë=x =kaia=ka=na
Aguaytia=nu
kwan-ti ain
1sg=S CONTR.NAR.1Sg Aguaitia=DIR go=NOM be1/2 p.
Differenʕly from oʕher people, I will go ʕo Aguaʕiya .
b. #kaia=ka=na Aguaytia=nu
kwan-ti
1sg=S
CONTR.NAR.1Sg Aguaitia=DIR go=NOM
ain
be1/2 p.1
Kashibo-Kakataibo, CL1/CL2
a. ë=x
=kuni=ka=na Aguaytia=nu kwan-ʕi
ain
1sg=S DUB.NAR.1Sg Aguaitia=DIR go=NOM be1/2 p.
I will cerʕainly go ʕo Aguaʕiya .
b. *#kuni=ka=na Aguaytia=nu kwan-ʕi
ain
DUB.NAR.1Sg Aguaitia=DIR go=NOM be1/2 p.2
In declarative clauses, fronting of clustering 2P clitics remains optional and is
similar to the situation in Slovene, although the descriptive grammar of KashiboKakataibo does not specify the exact IS-conditions for CL1 orders in declaratives.
In yes-no interrogative clauses the fronting of clustering 2P clitics is obligatory, cf.
Zariquey Biondi [16: 491].
(12)
Kashibo-Kakataibo, CL1/CL2
[#Ka=ra
ain
bashi
NARR.INT.3p. 3Sg.GEN mountain.ABS
Are ʕhere mounʕainʔŠ
ikën.ž
be.3p.
Clitic fronting in yes-no questions lacks a counterpart in Slovene but provides
an exact parallel to V1 orders in Germanic V2 languages. The diagnostic 2P
category Kashibo-Kakataibo clustering clitics and Germanic finite verbs leave
out 2P, take clausal-initial position and mark the shift of clause type by shifting
from 2P to 1P. The same mechanism is attested in Kashibo-Kakashibo imperative
clauses they require fronting of clitics that normally take 2P in declaratives and
other types of clauses, cf. Zariquey Biondi [16: 498].
(13)
1
2
Kashibo-Kakataibo, CL1/CL2
#Ka =
ux !
NARR. sleep
ʔleep!
The example (10) is from Zariquey Biondi, op.cit.,ex. 716.
Example (12) is from Zariquey Biondi, op. cit., ex. 711.
470
A. Zimmerling
(14) Kashibo-Kakataibo, CL1/CL2
#ka =
pi-kan!
NARR. eat-PL.IMP
Eaʕ you all!
(15) Kashibo-Kakataibo, CL1/CL2
#mi-na nipakëʕ-i-n
=ka
2sg-lest fall.down-IMPF-1/2 NARR.
ɤome down, leʔʕ you will fall. 1
'ibu'
descend.IMP
The shift in the prosodic orientation of clitics from 2P enclitics in declaratives
clause to 1P proclitics in imperatives is just a mirror image of the distribution of
clitics in Romance and Balcanic languages (cf. French, Italian, Greek, Macedonian),
where pronominal clitics behave as verbal proclitics in finite declaratives and as
strict enclitics in imperatives. But shocking as this distribution may seem to
European linguists, it only proves that the underlying mechanism of clitic shift is
the same and there is no mystic feature of clitic heads requiring enclisis or proclisis
in finite declaratives or in imperative clauses. Note that Kashibo-Kakataibo is a
W-system and, unlike French, Macedonian or Rikavung, lacks clitic-and-verb
adjacency. What matters is that clitic fronting is just a cue of clause type shift and
in order to allow this kind of marker, languages with clitics must license them at
the clausal left border. Along the same lines, finite verbs in V2 systems get the
fronting option if verb fronting serves as marker of clause type shift in imperatives,
yes-no questions, headless relative clauses etc. If this obligatory verb fronting is
combined with optional V1 fronting in declaratives, one gets an exact counterpart
of the Kashibo-Kakataibo situation.
To sum up, the data from Kashibo-Kakataibo confirms the hypothesis about the
parallelism of clause structure in V2 and CL2 languages. Compared to Slovene,
Kashibo-Kakataibo has made a few more steps towards the grammaticalization of
clause type shift.
5.3. Macedonian
Macedonian (South Slavic) is a W+-system licensing #XP CL V ~ #CL V ~
#V CL orders in finite declaratives. It is sometimes analyzed as a language with
vP-internal clitics of the Romance type, where clustering clitics allegedly lack a
fixed position in clause. This can not be true for Macedonian on several reasons.
Firstly, there are configurations (complex verbal forms) like *AUX Y CL V,
where clustering clitics do not attach to a string of two preceding categories AUX,
1
Examples (13-15) are from Zariquey Biondi, op. cit., exx. 618, 619, 626.
471
1p orders in 2p languages
Y, so the generalization (G1) is satisfied, cf. examples (20) and (21) below1. Secondly,
in a large group of clauses nominal clauses and imperative clauses clustering
clitics invariably take 2P and behave as strict encliʕicʔ, cf. Mi eʔka TomiЪ [8: 226ž,
Zimmerling [18: 107]. In terms of this paper, that means that Macedonian is a
W+-system with clause type shift markers. Most clustering clitics in Macedonian
behave as 1P/2P ~ 2P elements depending on the clause type but the question
marker =li is a strict enclitic and is never fronted 2.
In non-negative finite declaratives, clustering clitics usually precede the verb
with the order (X) [CL V] and are fronted if no overt category precedes them, cf.
(15a-b).
(16)
Macedonian, CL1/CL2
a. #Se
skina
fustanot.
Acc.Refl.CL. tear.3Sg.Aor. dress. +D.M.Sg.
The dreʔʔ goʕ ʕorn.
1 It is however unclear whether (G1) is satisfied in passive and middle sentences
with the order NP/DP + Adv CL V. cf. examples (i) and (iiŊ from Mi eʔka TomiЪ
[7: 173-174].
(i)
(ii)
Ovaa
ku a dolgo
se
grade e.
This.F.Sg. house long.Adv. Acc.Refl.CL. build.3Sg.Imperf.
Thiʔ houʔe waʔ being builʕ for a long ʕime .
Slamenite
pokrivi lesno se
palat.
Straw.Adj.+D.F.Pl. roofs
easily Acc.Refl.CL set-on-fire.3Pl.
Sʕraw roofʔ are eaʔily ʔeʕ on fire .
In a similar Bulgarian W+-system where clustering clitics cannot be fronted,
sequences of clause-internal categories NP/DP + Adv are occasionally licenced
before the clitics. The same holds for the Czech W-system [20]. Zimmerling [18:
380] and Zimmerling & Lyutikova [21] explain this effect as multiple XP-fronting
to a single head. Multiple XP-fronting is possible both in languages with and
without clitic-and-verb adjacency. Therefore, Macedonian examples (i), (ii) neither
falsify nor verify that this language conforms to (G1).
2 In generative Slavic linguistics, Mac. =li is usually not acknowledged as a
clustering clitic since it can be split from the remaining part of the cluster [7: 228].
This is not a valid argument since splitting does not falsify the existence of clusters.
Moreover, clustering clitics frequently have non-identical phonetic and syntactic
features within one and the same language, cf. Zimmerling [18: 128-153] for a
general discussion. Cf. also the discussion of Mac. li in Zimmerling [18: 422-426]
and the discussion of Kashibo-Kakataibo data in section 5.2. above.
472
A. Zimmerling
b. Na Marijai ii
se
skina
To Marija 3Sg.F.Dat.
Acc.Refl.CL. tear.3Sg.Aor.
fustanot.
dress. +D.M.Sg.
Marija ʔ dreʔʔ goʕ ʕorn , liʕ. To Marija, her dreʔʔ goʕ ʕorn.
(16b) shows clitic doubling i.e. indexing of nominal expressions by pronominal
(dative and accusative) enclitics. If an argument is added, indexing is in many
contexts obligatory, e.g. in (16b) one can not drop the dative clitic ii coindexed with
the initial phrase [Na Marija]i. Therefore, indexed phrases like [Na Marija] in (16b)
are often analyzed as extraclausal in the Slavic linguistic tradition. However, at
least in one case, with doubling of wh-words in wh-questions and relative clauses,
the indexed category that precedes clustering clitics is not extraclausal.
(17)
Macedonian, CL1/CL2
a. Kogo
vide?
Whom.Acc see.2/3Sg.Aor.
Who did you/(ʔŊhe ʔeeŠ
b. Kogo
go
vide?
Whom.Acc 3Sg.M.Acc.CL see 2/3Sg.Aor
Who (of perʔonʔ we knowŊ did you/(ʔŊhe ʔeeŠ
c. Komu
mu
gi
dade
Whom.Acc 3Sg.M.Dat.CL
3Pl.Acc.CL give
cve nijata?
2/3Sg.Aor flowers+D.Pl.
To whom (of ʕhe perʔonʔ we knowŊ did you/(ʔŊhe give ʕhe
flowerʔŠ 1
The most natural explanation of (17b-c) is that clustering clitics in wh-clauses
take a clause-internal position XP (Wh) CL V and are neither strict proclitics
nor strict 2P enclitics.
The enclisis configuration (X) [V CL] is not typical for Macedonian finite
verbal clauses, #V CL orders are usually not accepted in Macedonian normative
grammars, at least, in communicatively unmarked sentences, cf. (18).
(18)
1
Macedonian, CL1/CL2
a. #Mu
gi
pokazvala.
Dat.3Sg.M.Sg.CL.
Acc.3Pl. show-Perf.-l-part. Sg.F.
I/you/ʔhe reporʕedly ʔhowed ʕhem ʕo him.
The examples (17a-cŊ are from Mi eʔca TomiЪ [7: 257ž, ex. 72.
473
1p orders in 2p languages
b.
??
#pokazvala
mu
gi.
This distribution is likely explained by the fact that Macedonian tends to
grammaticalize the placement of the verb and to restrict verb movement rather
than by constraints on clitic shifting since Macedonian clustering clitics are not
specified as strict proclitics (see below). The [CL V] order is the default option,
therefore verb fronting (regardless of it is analyzed as XP-movement #Vi ɤL…ʕi
or as Long Head Movement across the clitic head #.... Vi CL ti) in sentences like
(17b) lacks both IS-motivation and prosodic triggers since Macedonian pronominal
and auxiliary clitics do not need a prosodic host to their left 1.
In negative finite clauses (except for negative imperatives, which show the
derived order #Neg V CL with pronominal clitics) clitic clusters attach to the
initial negative proclitic ne and take clause-internal position with the order #Neg
CL V, cf. (19).
(19)
Macedonian, CL1/CL2
Ne
e
si
im
gi
Not Fut.CL. be.2Sg.CL
3Pl.Dat.CL 3Pl.Acc.CL
dadela
knigite.
given.M.Sg.-l-Part books.+D.Pl.
Reporʕedly, you would noʕ give ʕhem ʕhe bookʔ. 2
In non-negative finite clauses with an interrogative clitic li, clitic clusters must
take clause-internal positions as well.
(20)
Macedonian, CL1/CL2
Po
Marija
li
e
ti
go
To
Marija
Q.CL Fut.CL
2Sg.Dat.CL 3Sg.Acc.N.CL
prati
(pismoto)?
send.3Aor. letter.+Det.N.Sg.
Iʕ iʔ wiʕh Maria ʕhaʕ (ʔŊhe will ʔend ʕhe leʕʕer/iʕŠ
Mi eʔca TomiЪ [7: 228ž tries to expel li from the cluster by claiming that li in
(20) is a 2P enclitic, while the subsequent elements = e=ti=go are proclitics. This
claim is impossible to prove without non-circular arguments. It only masks the
basic fact that Macedonian W+-system lacks generalized clitic placement and
different types of clauses use their own strategies for clitic shifting. I analyze the
1 In the closely related Bulgarian W+-system verb fronting
has prosodic triggers
since Bulgarian clustering clitics, unlike Macedonian clustering clitics are specified
as {+ strict enclitics} and do not front.
2 The example (19Ŋ iʔ from Mi eʔca TomiЪ [7: 229ž, ex. 20a.
474
A. Zimmerling
clitic clusters in (19) and (20) as standing in 2P. That 2P/clause-internal placement
remains an option in finite clauses without negation and without li, is proved by
examples like (21), where the verbal complex of the past perfect construction can
not be fronted as a whole. This gives a 2P configuration in (21b). The variation
#CL AUX.PST V ~ #AUX.PST CL V in (21a-b) hints that the past perfect
auxiliary bea is not part of the cluster.
(21)
Macedonian, CL1/CL2
a. #Si
go
bea
Refl.Dat.Cl 3Sg.M.Acc.CL be.3Pl.Imperf
zavr ile
proektot.
finished.Pl.l-part.
project+ D.M.Sg.
They have finiʔhed ʕhe projecʕ.
b. Bea
si
go
be.3Pl.Imperf
Refl.Dat.Cl 3Sg.M.Acc.CL
zavr ile
proektot.
finished.Pl.l-part.
project+ D.M.Sg.
ʕhe ʔame.
c. *Bea
zavr ile si go proektot. (a violation of (G1))
Thus, clauses with a past perfect auxiliary allow both clitic fronting (21a) and
auxiliary fronting (21b) but if the auxiliary is fronted, no sentence category can
intervene between the host and the clitics, hence (21c) is ill-formed. That in (21b)
the clitics really attach to the fronted auxiliary, is proved by another test provided
by Mi eʔka TomiЪ [7: 321ž. Cf. the ill-formed sentence (22b), where the subject
intervenes between the fronted auxiliary and the clitics.
(22)
Macedonian, CL1/CL2
a. Beshe
mu
go
Be.2Pl.Imperf
M.Dat.CL
3Sg.M.Acc.Cl.
dal.
3Sg. given.M.Sg.Pf. l-part.
Iʕ waʔ YOU who had given iʕ ʕo him .
b. *Beshe TI
mu
go
dal.
TI
you.2Sg
The puzzling thing about (21) (22) is that the same Macedonian clustering
clitics in one and the same clause type can either be fronted and behave as proclitics
or attach to the fronted category and behave as strict 2P enclitics if the past perfect
auxiliary is fronted. The same alternation is attested in one more clause type
with n-participleʔ, cf. Mi eʔka TomiЪ [8: 226ž. The clustering clitics here enclitize
to n-participle if the participle is fronted and takes XP, cf. (23a). Otherwise, the
475
1p orders in 2p languages
clitics are fronted themselves and the participle ends up to the right from them, cf.
(23b).
(23)
Macedonian, CL1/CL2
a. Dojdena
sum
ti
Come.F.Sg.Pf.Pass.Part be.1Sg.CL 2Sg.Dat.CL
I have come ʕo pay you a viʔiʕ.
b. #sum
ti
dojdena
be.1Sg.CL 2Sg.Dat.CL Come.F.Sg.Pf.Pass.Part
ʕhe ʔame .1
vo
in
poseta.
visit
vo
in
poseta.
visit
In imperative clauses, Macedonian clustering clitics behave as strict 2P
enclitics, clitic fronting is blocked: #V
CL, *#CL
V2. In gerundive clauses,
Macedonian clustering clitics normally behave as 2P enclitics but the alternation is
possible, cf. Zimmerling [18: 106]. Finally, in nominal clauses, Macedonian
clustering clitics behave as strict 2P enclitics and can not be fronted, cf. (24).
(24)
Macedonian, CL1/CL2
a. #Utre
mu
e
Tomorrow 3Sg.Dat.CL be.3Sg.CL
Tomorrow, he haʔ birʕhday.
b. #Rodenden mu
e
Birthday
3Sg.Dat.CL be.3Sg.CL
Hiʔ birthday is tomorrow.
c. *#Mu
e
rodenden
utre.
rodenden.
birthday
utre.
tomorrow
To sum up, Macedonian is a W+-system with reduced possibilities for verb
fronting: optional alternation of 1P ~ 2P clitics within one and the same clause type
is preserved exactly where verbal heads (past perfect auxiliaries, n-participles and
gerunds) may be fronted. In other cases, clitic orientation is a marker of clause type
shift. Different types of Macedonian clauses use a wide variety of clitic
linearization strategies, but the overall trend is that clitics in verbal clauses are
fronted or take clause-internal position.
1
2
Examples (23a-bŊ are from Mi eʔka TomiЪ [7: 328ž.
On negative imperatives in Macedonian, cf. Zimmerling [18: 391].
476
A. Zimmerling
Fig. 2. Clitic shifting in Macedonian clauses
Clause type
Non-negative non-imperative finite clauses
without past perfect auxiliary and yes-no
operator
Nominal clauses
Imperative clauses
Negative finite clauses
Finite clauses with a yes-no operator
Wh-clauses
Finite clauses with a past perfect auxiliary
Finite clauses with n-participle
Finite clauses with a gerund
Orientation of clustering clitics
1P (proclitics)/ clause-internal universal clitics;
*Strict 2P enclitics; (16ab); (18)
Strict 2P enclitics; *1P proclitics; (24ab)
Strict 2P enclitics; *1P proclitics
Clause-internal universal clitics; *1P proclitics;
(19)
Clause-internal universal clitics; *1P proclitics;
(20)
Clause-internal universal clitics; *1P proclitics;
(17bc)
1P (proclitics) ~ Strict 2P enclitics; (21ac); (22ab)
1P (proclitics) ~ Strict 2P enclitics; (23ab)
1P (proclitics) ~ Strict 2P enclitics
5.4. Rikavung Puyuma
Rikavung Puyuma is an Austronesian language of Taiwan recently described
by Jiang & Billings [6]. It is a W+-system with 1P/2P clustering clitics of
Macedonian type but clitic orientation is used as marker of clause type shift more
consistently. Optional alternation of CL1~CL2 orders in the same clause type is
eliminated. Rikavung has an extremely limited inventory of clitic hosts: in 2P
configurations, clustering clitics may attach either to a fronted verb or to a short
negative proclitic ъa(ʐi), if it is present1. Intransitive and transitive clauses have
different syntax (cf. the contrast of nominal vs verbal clauses in Macedonian). The
sole pronoun of an intransitive clause invariably takes 2P and is never fronted. It
is either enclicized to the fronted verb, as in (25a) with the order #Vintr CL, or to
ʕhe negaʕive procliʕic ъa(ʐi), as in (25b) with the order #Neg Vintr CL2.
1W-systems where 2P clitics attach to just two types of clause-initial hosts
verbs/open class predicates vs operator elements have been described earlier in
Lummi (Salish) and Kabyle (Afro-Asiatic), cf. Zimmerling [18 : 90].
2 An exact structural parallel is provided by imperative clauses in standard
Macedonian: non-negative imperatives require the order #V CL, while negative
imperatives require the order #Neg V CL. As Jiang & Billings (op. cit, 90, footn.
4) mention, imperative Rikavung clauʔeʔ have inʕranʔiʕive ʔynʕax ʕoo, even wiʕh
ʕranʔiʕive verbʔ. Tranʔiʕive imperaʕive (including prohibiʕiveŊ clauʔeʔ, ʕhough
paradigmatically attesting transitive verbal morphology, nonetheless position a
lone overt first-person Undergoer clitic pronoun after the lexical verb (with the
second-person Actor unexpressed) /sukun-anaj={ku/*ka}/ (push-TR=1SGŊ Puʔh
me.
477
1p orders in 2p languages
(25)
Rikavung Puyuma, CL1/CL2
a. s<əm>ənaj =ta
<INTR>sing =INCL1PL
Did we ʔingŠ
b. ъa(ʐi) =ta s<əm>ənaj
NEG =INCL1PL <INTR>sing
Didn ʕ we ʔingŠ 1
Both pronouns of a transitive verb immediately precede the lexical verb
regardless of whether Neg is present [6: 90]. Rikavung has only 1-2 p. pronominal
clitics, which are not case-marked. The order of clitic pronouns encodes the person
hierarchy 1p > 2p. and the Actor > Undergoer hierarchy. If the Actor is 1 p. and the
Undergoer is 2 p., both clitic pronouns of a transitive verb are visualized, as shown
in (26).
(26)
Rikavung Puyuma, CL1/CL2
a. {ku/ka}=
{*u/nu}=
sukun-anaj2
1SG =
=2SG=
push-TR
I puʔhed you.
b. ъa(ʐi)
={ku/ka} ={*u/nu}
sukun-an
NEG
=1SG
=2SG
push-TR.DEP
I didn ʕ puʔh you.
If the Undergoer is 3 p., only the Actor is expressed by a clitic pronoun. If both
the Actor and the Undergoer are 3 p., neither of them is expressed by a clitic
pronoun [6: 99] and an inverse marker taw= is added, cf. (27).
(27)
Rikavung Puyuma, CL1/CL2
a. taw=
sukun-anaj
INV=
push-TR
{She/He/They}i pushed {her/him/them}j.
b. ъa(ʐi)
=taw sukun-an
NEG = =INV push-TR.DEP
{She/He/They}i didn ʕ puʔh {her/him/ʕhem}j.
The inverse marker taw, as Jiang & Billings argue, is not a pronoun. Still, it is a
clustering clitic compatible with overt clitic pronouns. The combination taw +
1
All glossed examples from Rikavung Puyuma are from [6].
We stick to Jiang & ɣillingʔ gloʔʔeʔ, where pronounʔ wiʕh ʕhe Undergoer role
are marked with boldface. The expression in curly brackets {*xy/xyz} show clitics
allomorphs that are possible or impossible in this combination.
2
478
A. Zimmerling
single overt pronominal clitic is attested in clauses where the Actor is 3 p. and the
Undergoer is 1-2 p., cf. (28). The combination taw + two overt pronominal clitics is
attested in clauses where the Actor is 2 p. and the Undergoer is 1 p., cf. (29).
(28)
(29)
Rikavung Puyuma, CL1/CL2
a. ta(w)=
{mi/niam}= sukun-anaj
INV=
=EXCL1PL= push-TR
{She/He/They} puʔhed uʔ.
b. ъa(ʐi) =ta(w)
={mi/niam} sukun-an
NEG =INV = =EXCL1PL push-TR.DEP
{She/He/They} didn ʕ puʔh uʔ.
Rikavung Puyuma, CL1/CL2
a. ta(w)=
{ku/ka}= {*u/nu}= sukun-anaj
INV=
=1SG=
= 2SG= push-TR
Did you puʔh meŠ
b. ъa(ʐi)
=ta(w) ={ku/ka}
={*u/nu} sukun-an
NEG =
=INV = 1SG =
=2SG
push-TR.DEP
Didn ʕ you puʔh meŠ
Jiang & Billings (op.cit., 101) list one more non-pronominal clitic that seems to
be part of the Rikavung clitic cluster the irrealis marker a. It is inserted between
the inverse marker taw (slot 1) and clitic pronouns (slots 3 and 4).
(30)
Rikavung Puyuma, CL1/CL2
a. taw= a=
{ku/*ka} = sukun-anaj
INV = IRR
= 1SG
= push-TR
{She/He/They} would like ʕo puʔh me.
b. taw= a=
{mi/niam} = sukun-anaj
INV = IRR= EXCL1PL
= push-TR
{She/He/They} would like ʕo puʔh uʔ.
It is plauʔible ʕhaʕ Jiang & ɣilling ʔ analyʔiʔ of exʕernal cliʕic pronoun
placement in intransitive and transitive clauses can be generalized for the whole
Rikavung clitic cluster, albeit it is unclear from the data whether the irrealis clitic
is possible in intransitive clauses or intransitive clauses may have sequences
consisting of 2 or more clitics1. Meanwhile, the authors state explicitly that
1 According to the description of Rikavung, the inverse marker and
combinations of two clitic pronouns should be impossible in intransitive clauses.
Note that in Macedonian nominal clauses that exhibit 2P orders with strict enclisis,
the inventory of clustering clitics is more limited than in pure verbal clauses with
1P/2P clitics.
479
1p orders in 2p languages
transitive and intransitive clauses have the same inventory of 1-2 clitic pronouns
and that clitic pronouns are not case-marked and do not encode semantic roles:
information about semantic roles comes from syntax and is signaled by the linear
order of clitic pronouns and by the presence/absence of an inverse marker.
Fig. 3. Rikavung clitic cluster, after [6]
Inverse marker
1
ta(w)
Irrealis
2
a
Pronominal clitics
3
More Person-prominent
1 Sg: ku ~ ka
1 Excl.Pl: mi ~niam
2 Incl.Pl: ta
2 Sg: u ~ nu
2 Pl: mu ~nmu
4
Less Person-prominent
5.5. Interim summary
CL1 orders in languages with 2P clitics are triggered by two different
underlying factors 1) IS-motivated alternations of word order within one and the
same type of clauses; 2) marking of clause type shift by imposing different
conditions for clitic placement in different types of clauses. A necessary
requirement for clitic fronting and clitic shifting is that clitics lack a phonetic
feature preventing them from being positioned at a clausal margin and from
changing orientation towards their hosts. Clustering clitics in Slovene,
Macedonian, Rikavung and Kashibo-Kakataibo are not specified as {+ strict
proclitics} or {+ strict enclitics} regardless of clause type, at least, no such
characteristics can be projected to the level of clitic cluster, cf. but KashiboKakataibo enclitic =kana discussed in 5.2. and Macedonian enclitic =li discussed in
5.3. Therefore, clustering clitics in these languages can move and show up in
different positions. Slovene and Rikavung are placed at the different ends of a
grammaticalization scale, with Kashibo-Kakataibo and Macedonian taking
intermediate positions. Slovene is a rigid CL2 language, which only has optional
CL1 ~ CL2 alternation in declarative clauses: Slovene CL1 declaratives have
inferential semantics and provide a parallel to Swedish or German thetic V1
declaratives. Kashibo-Kakataibo is a CL1/CL2 language, which has both optional
CL2~ CL1 alternation and obligatory shifting from CL2 to CL1 in two types of
clauses yes-no questions and imperatives. CL2 must be recognized as a default
order in Kashibo-Kakataibo, and CL1 as the marked order. Macedonian has
optional alternation of CL1 ~ CL2 in three types of clauses where verbal heads of a
special type can be fronted. In all other cases, clitic orientation is a marker of clause
type shift. Rikavung does not have optional alternation of CL1 ~ CL2 orders and
marks clause-type shift (transitive vs intransitive clauses) more consistently than
Macedonian. The overall tendency towards CL1 orders in Rikavung might be due
480
A. Zimmerling
to a limited inventory of clitic hosts Rikavung clitics only attach to verbs or to a
special clitic base negation ъa(ʐi). The overall tendency towards CL1 orders in
Macedonian is likely a parasitic effect of restrictions imposed on verb fronting, cf.
(18b). At the synchronic level, CL1 orders in Rikavung and Macedonian can not be
explained as derived, though these languages preserve 2P orders with strict
enclitics, which may reflect the original word order in a diachronic perspective.
6. Conclusions and perspectives
The analysis of 1P orders in two classes of 2P languages V2 languages and
CL2 languages supports the hypothesis that V2 languages and CL2 languages form
a class definable in terms of shared constraints on clause structure. 1P orders in 2P
languages are best explained as overt syntactic movement of an operator category
(finite verb or clustering clitic) to clause-initial position. 1P orders in 2P languages
arise due to two different mechanisms 1) IS-triggered optional alternation of 1P ~
2P orders in the same clause type or 2) clause type shifting. V1/V2 languages have
optional IS-triggered verb fronting in declarative clauses, while V1 orders in
declaratives may encode a number of different IS types including rheme dislocation
and thetic structures. CL1/CL2 and rigid CL2 languages may have optional
IS-triggered alternation of CL1 ~ CL2 orders in some types of clauses. Clause type
shifting may feature declarative vs non-declarative split (Germanic languages),
nominal-type clause vs verbal-type clause split (Macedonian), transitive vs
intransitive split (Rikavung).
The data from CL1/CL2 languages with clause type shifting undermines the
analysis in terms of edge features [+ EF] and brings a negative evidence against
the practice of ascribing the characteristics of clause structure to syntactic heads
in languages where different clause types have different positioning of the same
fixed positioned operator elements. Kashibo-Kakataibo person markers and
Macedonian clitic pronouns do not have any mystical edge feature requiring
proclisis or enclisis in imperative clauses but a different configuration in
declarative clauses: what matters is that some of these clauses require IS-motivated
fronting of non-clitic categories while some other clauses block it. Rikavung clitic
pronouns in transitive and intransitive clauses have different distribution not
because they get some vague [+EF] feature in intransitive non-negative clauses
and lose it in transitive clauses but because Rikavung intransitive verbs must be
fronted in non-negative clauses. CL1/CL2 positioning is to some extent an interface
phenomenon, since clitics must have non-syntactic characteristics allowing them
to change prosodic orientation and to be fronted.
The standard feature-driven movement analysis of V2 and CL2 effects explains
them by the need to check an uninterpretable uPhi-feature, cf. Roberts [10]. This
theory still may be useful for parametric typology. But then, one has to assume
that, in 1P/2P languages, the operator element (clustering clitic or finite verb) raises
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1p orders in 2p languages
higher in 1P clauses than in 2P clauses, so that their target positions not only look
but really are different. Then one can straightforwardly explain the puzzling
alternation of 1P ~ 2P orders in contexts like (21a-b), (10), (12) and 2P effects in
contexts like (22) etc.: complementary distribution of the fronted operator and
some other fronted categories hints that they compete for one and the same slot.
This makes ad hoc stipulations to [+EF] redundant, unless one is concerned by
saving framework-internal postulates.
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